Section Newsletters

Articles From Laurence M. Landsman

A new option for resolving investment fraud disputes By Laurence M. Landsman Business and Securities Law, July 2013 This article provides the analytical framework for deciding whether to arbitrate a securities dispute involving a registered investment advisor within the FINRA Dispute Resolution process rather than file a lawsuit and litigate the claims in court.
Major reform to rules governing the broker-investor relationship is on the way By Laurence M. Landsman Business and Securities Law, January 2011 Brokers will soon be held to higher standards of care toward their clients, and investors will have access to greater protections where brokers have breached their standards of care.

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