Read Illinois Rule of Professional Conduct 1.9 Duties to Former Clients
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Rule 1.9 Duties to Former Clients
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Opinion 22-01 |
Former Client
Under Rule 1.9(a), a lawyer who had previously represented a medical group in defending against medical malpractice claims may not subsequently represent a client in asserting a medical malpractice claim against a physician who is a member of the medical group if the matters are the same or substantially related, unless the former client provides informed consent. Even if there is no conflict under Rule 1.9, the lawyer should not use or reveal confidential information relating to the former representation except as otherwise permitted under IRPC 1.9(c).
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Opinion 20-02 |
Confidentiality | Corporate and In-House Counsel
Rule 1.13 of the Illinois Rules of Professional Conduct governs when and whether an in-house lawyer is required to report possibly fraudulent conduct of the entity’s employees, officers, or other individuals to higher authorities within the organization and to others outside the organization. Even if such reporting is not required, an in-house lawyer may be permitted to disclose such information within the organization, subject to the lawyer’s obligations to maintain client confidences under IRPC 1.6 and 1.9.
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Opinion 18-03 |
Communication With Represented Person
Rule 4.2 does not bar lawyer from communicating with prospective client about a potential matter even though the prospective client is currently represented by another lawyer in connection with that same matter.
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Opinion 18-01 |
Communication With Represented Person | Confidentiality | E-mail
A lawyer may not use tracking software in emails or other electronic communications with other lawyers or clients in the course of representing a client without first obtaining the informed consent of each recipient to the use of such software. It is not reasonable to require that lawyers acquire special devices or programs to detect or defeat tracking software.
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Opinion 16-03 |
Conflict of Interest | Former Client
A lawyer who represents the second wife in obtaining child support for her two young children from a former husband has a conflict of interest with the first wife of the same husband under Rule 1.9 because of his previous representation of the first wife in obtaining child support from that same husband for her child who is now 15 years old. The lawyer also has a “material interest” conflict under Rule 1.7 in connection with his representation of the second wife in her child support claim. These two Rules require the lawyer to obtain the informed consent of both wives in order to undertake the representation.
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Opinion 15-03 |
Client Funds and Property
A lawyer who leaves a practice may leave the other members of his firm with unclaimed wills after he leaves. If, after a diligent search, the other lawyers cannot locate the individuals to whom those wills belong, the lawyers should file those wills with the Secretary of State Deposit of Wills.
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Opinion 13-02 |
Arbitration and Mediation | Conflict of Interest | Multiple Representation
Representing business parters in same partnership adverse to each other in an arbitration proceeding
A lawyer ordinarily represents a partnership as an entity for conflicts of interest purposes. Where a lawyer has represented a partnership and all individual partners in various matters in a common representation, and one partner subsequently files an arbitration matter against another partner, whether the lawyer may represent the defending partner with informed consent will depend on the circumstances. Similarly, whether the lawyer can continue to represent the partnership or any of the partners in other matters with informed consent will depend on the circumstances.
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Opinion 12-18 |
Conflict of Interest | Prospective Clients
An attorney may not encourage a client to engage in the practice known as “taint shopping,” whereby a prospective client meets with an attorney for the sole purpose of disqualifying the attorney from representing an opponent. An attorney who participates in an initial consultation with a prospective client, but who is not retained by the prospective client, is not prohibited from later representing a client with materially adverse interests in the same or in a substantially related matter if: (a) before the consultation, the attorney obtained the prospective client’s informed consent of any conflict that might arise from the information disclosed by the prospective client; (b) even in the absence of an informed consent, the attorney did not receive information that could be significantly harmful if used in the matter; or (c) the attorney can establish that the prospective client revealed information to the attorney with no intention of retaining the attorney.
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Opinion 12-16 |
Confidentiality | Conflict of Interest
Formal mentoring programs create an opportunity for a new or recently licensed lawyer to receive professional guidance and practical knowledge from a more experienced lawyer. However, both the new lawyer and the mentor must take care to protect client confidentiality and the attorney-client privilege and take care to avoid creating a conflict of interest with existing clients.
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Opinion 12-15 |
Confidentiality
Use of a lawyer listserv or bar association online discussion group can be a useful and effective means to educate lawyers and can provide a resource when lawyers engage in research and decision-making. However, when lawyers consult with other lawyers who are not associated with them in the matter, both the consulting lawyer and the consulted lawyer must take care to protect client confidentiality and the attorney-client privilege and take care to avoid creating a conflict of interest with existing clients. In addition, an online discussion group is not a substitute for the consulting lawyer’s legal research.
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Opinion 05-01 |
Former Client
A lawyer may represent a client in a matter unrelated to a prior divorce proceeding in which the lawyer represented former client who now may testify against his current client. However, the lawyer may not cross-examine the former client unless it can be done both without using information relating to the prior representation to the disadvantage of the former client and without materially limiting his ability to effectively cross-examine the former client to the detriment of the current litigation client.
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Opinion 98-01 |
Former Client
Lawyer may represent a beneficiary of a trust in an action against the trustee even though lawyer had previously represented trust, beneficiary and trustee in condemnation suit involving trust property.
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Opinion 95-04 |
Former Client | Prospective Clients
Lawyer may represent university as legal counsel even though faculty member with dispute against the university had previously discussed that dispute with the lawyer; provided, however, that the lawyer take appropriate action to avoid being placed in a conflict of interest situation, and , if such a situation develops, that the lawyer follow Rules regarding conflicts.
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Opinion 94-15 |
Former Client
- A lawyer who has formerly represented a client in a divorce action, child support and visitation proceedings and multiple real estate transactions, one of which was jointly for the former client and current client has a conflict of interest preventing representation of the current client in a divorce action against the former client.
- A party seeking the disqualification of former counsel bears the burden of proving that present and prior representations are substantially related.
- Where prior representation is substantially related to the current action, there is an irrebuttable presumption that confidential information was disclosed, thereby precluding representation of the current client absent consent of the former client.
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Opinion 94-11 |
Advertising and Solicitation | Division of Fees
It is professionally improper for a law firm to participate in a cellular telephone service offering legal advice where, based on the facts presented: the promotional materials are misleading; the promotional materials fail to include the name of a lawyer responsible for the contents; the firm may be participating in improper fee splitting and a partnership with a nonlawyer; there is no apparent avoidance of conflicts of interest; and client confidences may not be preserved.
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Opinion 93-18 |
Former Client
Representing a client in the same or a related matter as that involving a former client is not improper unless the clients' interests are materially adverse.
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Opinion 93-09 |
Conflict of Interest - Litigation Matters
An attorney should not represent both the driver and the passenger of a vehicle in a claim against the driver of the adverse vehicle. The driver and passenger may, in unusual circumstances, consent to dual representation after appropriate disclosure.
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Opinion 92-22 |
Former Client
- Use of any information relating to representation cannot be used by attorney to disadvantage of former client.
- Absent consent, confidences and secrets of client gained in the course of professional relationships cannot be disclosed.
- Use of client confidences and secrets as well as any information relating to the representation of a client, may be used or revealed by attorney to the extent necessary to defend accusation of wrongful conduct.
- Discharged attorney entitled to quantum meruit compensation.
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Opinion 91-26 |
Insurance Representation
An attorney may prosecute subrogation claims against an insurer whom he represents in other matters, only with the informed consent of all parties.
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Opinion 91-05 |
Former Client
Attorney representation of Executor when former client is judgment creditor of Legatee is restricted by Rules
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Opinion 90-32 |
Business Transactions With Clients | Dual Professions
Lawyer who is also an insurance and investment professional: may advertise insurance and investment business, but if advertising discloses status as a lawyer it must comply with rules governing lawyer advertising and solicitation; may accept legal employment from insurance and investment customers; and may sell insurance and investment products to legal clients with disclosure and consent; but may not agree with legal clients who are also insurance and investment customers that insurance or investment advice cannot be considered legal advice.
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Opinion 90-16 |
Dual Professions
Lawyer may operate business of providing economic analyses in conjunction with law practice from existing law office.
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Opinion 88-07 |
Confidentiality | Former Client
It is professionally improper for an attorney to file an annexation lawsuit against a Village Board when the attorney has obtained confidential information in his previous position as Village Board Attorney regardless of whether this information is disclosed to the general public.
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Opinion 86-17 |
Conflict of Interest | Former Client
Duties owed by an attorney to his client are not transferred for the benefit of another to whom the client transfers its interest in the subject matter of the representation.
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Opinion 86-06 |
Former Client
A law firm may not represent a spouse in dissolution proceedings against a former divorce client where outcome could adversely affect former client's property obtained in original divorce proceedings.
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Opinion 85-11 |
Former Client
A lawyer may accept employment in an unrelated matter against the spouse of a former client, provided that the representation will not require the use of confidential information gained in the former representation, and there is no interference with the lawyer's independent professional judgment.
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Opinion 85-03 |
Dual Professions
Practice of law and accounting in same office now permissible due to repeal of Code section that required physical separation of dual practices.
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Opinion 84-05 |
Government Representation | Imputed Disqualification | Prosecutors
It is professionally proper for a law firm to represent a claimant in a personal injury case where the defendant has criminal charges pending arising from the same factual situation and a member of the law firm representing the Plaintiff was a member of the State's Attorney's Office at the time the criminal charges were pending, but was not involved with prosecution or disposition.
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Opinion 802 |
Financial Assistance to Clients
It is professionally improper for an attorney, representing the personal representative of an estate, to act as surety on the personal representative's bond.
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Opinion 790 |
Former Client
A firm may not sue one of several multiple clients in a dispute over a matter arising out of the former representation where the firm represented all parties unless there is a waiver from all parties.
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Opinion 753 |
Former Client
It is not per se a conflict of interest for a lawyer to represent a client adverse to a former ad hoc client in a totally unrelated matter which does not involve confidences or secrets of the former client.
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Opinion 724 |
Former Client | Lawyer Representing Lawyer
There is no conflict involved in Lawyer A representing a client in a matter against the client of Lawyer B where Lawyer A has previously represented Lawyer B.
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Opinion 691 |
Former Client
Lawyer may not represent a contract purchaser who seeks amendments to the contract where that lawyer's law firm represented the contract seller at time contract entered into.
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Opinion 704 |
Former Client
It is professionally improper for a lawyer to represent a client in the defense of a traffic charge and subsequently for a member of the same law firm to oppose the former client's claim for personal injuries arising out of the same accident as the traffic violation.
Rule 1.9(a)
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Opinion 18-02 |
Conflict of Interest | Imputed Disqualification | Screening
As a means to avoid imputation of a conflict within a lawfirm, screening is only available when a lawyer becomes associated with a firm. Screening is not available to insulate existing members of a firm from each other’s potential conflicts.
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Opinion 91-28 |
Conflict of Interest | Fees Paid by Third Party
Where legal services are provided for a client, which services also benefit a third party, the third party cannot establish an attorney-client relationship with the attorney in conflict with the initial client merely by paying the bill for the services initially rendered.
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Opinion 91-11 |
Former Client
An attorney is prohibited from representing a client in a negotiation of a lease against a former client when the representation is of the same or substantially related matter unless the former client consents after disclosure.
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Opinion 90-24 |
Conflict of Interest - Personal Interests
Marriage relationship does not per se disqualify spouses from representing differing client interests.
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Opinion 90-05 |
Former Client
- Lawyer is prohibited from representing husband in divorce action where lawyer had previously represented husband and wife in other joint matters;
- Prohibition extends to lawyer's partner and firm.
Rule 1.9(c)
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Opinion 23-05 |
Corporate and In-House Counsel | Restrictions on a Lawyer’s Practice
Lawyers offering or making an employment agreement that restricts the right of an in-house lawyer to practice law after termination of employment, such as through a noncompete provision, do not comply with the Illinois Rules of Professional Conduct.
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Opinion 19-03 |
Client Files | Client Funds and Property | Confidentiality
A lawyer may not produce banking records, client trust account records, ledger and client billing records requested by spouse’s lawyer in a pending divorce between lawyer and spouse, absent a court order. In the event of a court order ordering the production of the documents, the lawyer may reveal information only to the extent reasonably necessary to comply with the order and should seek protective action when appropriate.