CLE: Exempt Securities Offerings—Reg D and Other Tools 2019 Update

Join us from 1 until 4:30 p.m. Thursday, Oct. 10 in Chicago or via live webcast to learn about exempt securities offerings. Many day-to-day business transactions have securities implications that some practitioners may not be aware of, including raising money for a business, starting a business, transferring shares to a family member as part of an estate plan, and other common business transactions.

Attorneys practicing in transactional business law with intermediate practice experience who attend this seminar will better understand: statutory exemptions; commonly used Securities and Exchange Commission Rules; restrictions placed on securities that have been offered and sold using Regulation D; common pitfalls encountered during Regulation D and Regulation A offerings; how Regulation A tier 1 offerings differ from Regulation A tier 2 offerings; the Illinois law considerations that should be taken into account during Regulation A offerings; and new developments in gatekeeper liability.

The program is presented by the ISBA Business & Securities Law Section. It qualifies for 3.0 hours MCLE credit, including 0.5 hour of Professional Responsibility MCLE credit in the following category: Professionalism, Civility, or Legal Ethics MCLE credit (subject to approval).

Learn more and register.

 

Posted on September 16, 2019 by Rhys Saunders
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